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2026-07-18 · 7 min read

AI Compliance Checklist for Security and Legal Teams

A practical AI compliance checklist covering inventory, data categories, monitoring, training, and audit evidence.

Use the checklist as a living document

Compliance expectations vary by industry. This checklist is a starting point for conversations with counsel — not legal advice.

  • Inventory AI tools in use (approved and observed)
  • Classify prompt data that is always prohibited
  • Document retention and logging choices
  • Define incident response for suspected AI leaks
  • Train employees with concrete examples
  • Schedule periodic control testing

Evidence that auditors understand

Policies, training records, configuration screenshots, and prompt-decision logs form a clearer story than intentions alone.

Put prompt protection into practice

Install the Aegis AI security extension to inspect ChatGPT, Claude, Gemini, and Copilot prompts before they leave the browser.